To run a successful (and above-board) business, HR needs to get compliance right every time. Our 2024 HR Compliance Checklist can help you start auditing your processes, ensuring your team meets legal ...

Compliance is the backbone of every successful RIA firm. It’s not just about following the rules. It’s about building trust with your clients, protecting your business, and showing regulators that you ...

A legal audit is an appraisal of an organization's operations to determine its compliance with the laws and regulations that apply to it. The audit checklist guides the evaluation process by checking ...

The administrative simplification provision of the Health Insurance Portability and Accountability Act and its implementing regulations (HIPAA) impose obligations on employer-sponsored group health ...

Plan administrators should review the following actions to be taken before the end of 2024 and focus on what to expect for 2025. The following checklist addresses plan amendments, notices, and other ...